Mutual Fund Brokerage/Commission Disclosure Statement
 
As per SEBI circular: SEBI/IMD/CIR No. 4/ 168230/09, following are the details of the comparative commissions earned by H.L.Kapoor Financial Consultants Pvt. Ltd. from various fund-houses, whose product are being distributed.
 
Fund Schemes Upfront Sales Incentives / Distribution Fees

Trail year 1

Trail year 2 onwards

Equity & Hybrid Equity (Balanced) Funds 0% to 0.75% 0% to 0.75% 0% to 0.75%
Thematic Equity Funds 0% to 1.00% 0% to 1.00% 0% to 1.00%
Sector Equity Funds 0% to 0.75% 0% to 1.25% 0% to 1.25%
Equity Savings Funds 0% to 0.85% 0% to 0.85% 0% to 0.85%

ELSS ( Tax Planning Funds)

0% to 1.10%

0% to 0.70%

0% to 0.75%

Asset Allocation Funds 0% to 0.70% 0% to 0.70% 0% to 0.65%
Arbitrage Funds 0% to 0.80% 0% to 0.50% 0% to 0.50%
Debt: Monthly Income Plans

0% to 0.70%

0% to 0.60%

0% to 0.65%

Debt: Capital Protection Oriented Funds
Gilt ( Govt. Securities) Funds 0% to 1.00% 0% to 1.00% 0% to 1.00%
Debt: Income Funds

0% to 1.00%

0% to 1.00%

0% to 1.00%

Debt: Credit Opportunities Funds
Debt: Dual Advantage Funds
Debt: Short Term Funds 0% to 0.80% 0% to 0.80% 0% to 0.80%
Liquid Funds 0% 0% to 0.10% 0% to 0.10%
Ultra Short Term Funds 0% to 0.50% 0% to 0.75% 0% to 0.75%
 
H.L.Kapoor Financial Consultants Pvt. Ltd. could also get & reimbursements towards promotion and marketing related activities conducted by H.L.Kapoor Financial Consultants Pvt. Ltd. on behalf of Asset Management Companies AMCs. These reimbursements are event based and the same may or may not be received from AMCs in a particular period. Further, since such activities may be carried out at AMC level, reimbursement amount received cannot be attributed to any specific scheme being offered by such AMC.
 
However, H.L.Kapoor Financial Consultants Pvt. Ltd.  in its role as a Distributor of Mutual Funds deals with all empanelled AMCs in a professional manner without any specific bias towards or against any particular company or set of companies.
 
Details of Scheme level commission on Mutual funds are available with H.L.Kapoor Financial Consultants Pvt. Ltd. and would be produced on demand.
 
Note: With effect from 1st April 2014 H. L. Kapoor Financial Consultants Pvt. Ltd. has not opted for transaction charge as per the SEBI circular no. Cir/ IMD/ DF/ 13/ 2011 dated August 22, 2011